Auto Dealer Sales Compliance Checklist

  • Do you have a compliance officer?
  • Is your safeguards policy in place?
  • Do you have an ITTP program in place?
  • Is your IT network secured?
  • Is your Anti-Virus and Anti-Malware software up to date?
  • Do you have a designated emergency coordinator?
  • Are you following best practices disposing customer non-public information?
  • How often do you conduct sexual harassment and workplace violence training?

About DCS

Dealer Compliance Services will create a compliance plan that works with your daily operations in each department.

Your dealership’s custom solution will include ongoing Auditing, Testing, Training, and Documentation.